Agenda

Audit and Assurance Committee
Thursday, 17th September, 2020 10.30 am

Contact: Daniel Hamilton  Email: daniel.hamilton@cumbria.gov.uk

Items
No. Item

1.

Meeting Information

2.

APOLOGIES FOR ABSENCE

To receive any apologies for absence

3.

MEMBERSHIP

To note any changes to the membership of the Committee

 

 

4.

DISCLOSURES OF INTEREST

Members are invited to disclose any disclosable pecuniary interest they have in any item on the agenda which comprises

 

1          Details of any employment, office, trade, profession or vocation carried on for            profit or gain.

 

2          Details of any payment or provision of any other financial benefit (other than from the authority) made or provided within the relevant period in respect of any expenses incurred by you in carrying out duties as a member, or towards your election expenses.  (This includes any payment or financial benefit from a trade union within the meaning of the Trade Union and Labour Relations (Consolidation) Act 1992.

 

3          Details of any contract which is made between you (or a body in which you have a beneficial interest) and the authority

 

(a)       Under which goods or services are to be provided or works are to be executed; and

 

            (b)       Which has not been fully discharged.

 

4          Details of any beneficial interest in land which is within the area of the authority. 

 

5          Details of any licence (alone or jointly with others) to occupy land in the area of the authority for a month or longer. 

 

6          Details of any tenancy where (to your knowledge)

 

            (a)       The landlord is the authority; and

 

            (b)       The tenant is a body in which you have a beneficial                                                         interest.

 

7          Details of any beneficial interest in securities of a body where

 

(a)       That body (to your knowledge) has a place of business or land in the    area of the authority; and

 

 

(b)       Either –

 

(i)      The total nominal value of the securities exceeds £25,000 or one            hundredth of the total issued share capital of that body; or

 

(ii)     If that share capital of that body is of more than one class, the total nominal value of the shares of any one class in which the relevant person has a beneficial interest exceeds one hundredth of the total issued share capital of that class.

In addition, you must also disclose other non-pecuniary interests set out in the Code of Conduct where these have not already been registered.

 

Note

 

A “disclosable pecuniary interest” is an interest of a councillor or their partner (which means spouse or civil partner, a person with whom they are living as husband or wife, or a person with whom they are living as if they are civil partners).

5.

EXCLUSION OF PRESS AND PUBLIC

To consider whether the press and public should be excluded from the meeting during consideration of any item on the agenda.

6.

MINUTES pdf icon PDF 123 KB

To confirm as a correct record the minutes of the meeting of the Committee held on 29 July 2020 (copy enclosed).

7.

Internal Audit Progress Report to 31 July pdf icon PDF 186 KB

To consider a report from the Director of Finance (s151 Officer).

8.

Senior Information Risk Owner (SIRO) and Information Governance Annual Report

To consider a report from the Chief Legal Officer (Monitoring Officer).

Additional documents:

9.

Local Government and Social Care Ombudsman – Annual Review Letter

To consider a report from the Chief Legal Officer (Monitoring Officer).

Additional documents:

10.

Quarter 1 – Corporate Risk Report pdf icon PDF 155 KB

To consider a report from the Director of Finance (s151 Officer).

Additional documents:

11.

DEEP DIVE RISK ANALYSIS

To receive a presentation from the Assistant Director without Portfolio.

 

Not dispatched with the agenda.

12.

(GRANT THORNTON ITEMS)

12a

External Audit - Audit Plan Cumbria County Council 2019/20 pdf icon PDF 479 KB

12b

External Audit - Fees letter 2020/21 pdf icon PDF 444 KB

12c

External Audit Progress and Update Report 2020/21 pdf icon PDF 639 KB

13.

FORWARD PLAN - AUDIT AND ASSURANCE COMMITTEE pdf icon PDF 50 KB

To note the Forward Plan for the Audit and Assurance Committee and agree any additional items (copy enclosed).

14.

DATE & TIME OF NEXT MEETING

The next meeting will be held on 23 November 2020 the venue is to be confirmed.